Legal Notices and Disclaimers

DISCLAIMER (“Nate’s Notes” or “we” or “us”) is not registered as an investment adviser. For all of its publication services, relies upon the “publishers’ exclusion” from the definition of investment adviser under Section 202(a)(11) of the Investment Advisers Act of 1940 and corresponding state securities laws. As such, does not offer or provide personalized investment advice. We publish information about companies in which we believe our readers may be interested and this information reflects our sincere opinions. The information that we provide (or that is derived from our website) is not, and should not be construed in any manner to be, personalized advice. Also, our website and the information provided by us should not be construed by any subscriber or prospective subscriber as a solicitation by to effect, or attempt to effect, any transaction in any security. Investments in the securities markets, and especially in options, are speculative and involve substantial risk. The information that we provide or that is derived from our website should not be a substitute for advice from an investment professional. We encourage you to obtain personal advice from your professional investment advisor and to make independent investigations before acting on the information that you obtain from or derive from our website. Only you can determine what level of risk is appropriate for you.

Prior to buying or selling an option, an investor should read and understand the booklet “Characteristics and Risks of Standardized Options.” You can access and download a copy of the booklet from The Options Clearing Corporation’s (OCC) website at This link is provided as a courtesy to you and does not imply that the OCC is endorsing or any of its products. This booklet is also available for free from your broker or from any of the U.S. options exchanges or you can call at 707-433-7903 and we will be happy to send one to you.

We encourage our readers to invest carefully and to utilize the information available at the web sites of the Securities and Exchange Commission at, and the National Association of Securities Dealers at You can review public companies’ filings at the SEC’s EDGAR page. The NASD has published information on its web site about how to invest carefully. Most of the information on our website or that we otherwise provide is derived directly from information published by the companies on which we report and/or from other sources we believe are reliable, without our independent verification. Therefore, we cannot assure you that the information is accurate or complete. The information may contain discussions of, or provide access to, certain positions and recommendations as of a specific date. Due to various factors, including, but not limited to, changing market conditions, such discussions and positions/recommendations may no longer be reflective of current discussions and positions/recommendations. We do not in any way warrant or guarantee the success of nor endorse any action which you take in reliance on the information that we provide or that is derived from our website.

As indicated above, makes no representations nor warranties about the accuracy or completeness of the information contained on or derived from’s website or otherwise provided by Any links provided to other websites are offered as a matter of convenience and are in no way meant to imply that endorses, sponsors, promotes or is affiliated with the owners of or participants in those sites, or endorses or warrants any information contained on those sites, unless expressly stated. Furthermore, does not endorse, guarantee or warranty any third party products advertised on its site, in its newsletters, in any third party rental of its permission based lists or otherwise referenced in any information provided by or derived from’s website, and expressly disclaims any responsibility and accepts no liability with respect to such information and products. may receive a fee from a service provider that has a link on’s website or is referenced in the information provided by limits the number of subscribers allowed in any one option trading service in order to reduce the risk that too many traders will attempt identical trades and influence the market by causing the purchase of an excessive number of contracts. Once the subscriber limit is reached for a certain option trading publication, may create a ‘clone’ of the fully subscribed trading service under the same strategies, guidelines and policies. However, subscribers to the newly created service ‘clone’ will receive information concerning trades unique to that service.

Our personnel (and affiliates) may own positions in and/or trade the securities mentioned in the information that we provide. However,’s policies prohibit all employees of from engaging in any securities transactions that will directly or indirectly compete with the interests of our subscribers that are actually known to We are not compensated in any way for publishing information about companies mentioned in our reports.

Testimonials may or may not be representative of actual results.

Performance figures are based on actual recommendations made by Due to the time critical nature of stock and options trading, brokerage fees, and the activity of other subscribers, cannot guarantee that subscribers will be able to mirror the exact performance stated in our track records or promotions. Performance numbers shown are based on trades subscribers could enter based on our tracking guidelines. Past results are not necessarily indicative of future performance. Therefore, no subscriber or potential subscriber should assume or expect that future performance of any investment or strategy will be profitable or equal historical or anticipated performance levels. The information contained in trading services is intended for use solely by individual subscribers and is not offered to institutional investment organizations.

To the extent not prohibited by law, each subscriber and potential subscriber agrees, prior to accessing or using’s website or receiving information provided by, to release and hold harmless and its directors, officers, shareholders, employees and agents from any and all liability in connection with accessing or using’s website or receiving information provided by In all other cases,’s liability to a subscriber, whether in contract, tort, negligence, or otherwise, shall be limited in the aggregate to direct and actual damages of the subscriber, not to exceed the fees received by from the subscriber. will not be liable for any consequential, incidental, punitive, special, exemplary or indirect damages resulting directly or indirectly from the use of or reliance upon any material provided by or derived from’s website. Without limitation, shall not be responsible or liable for any loss or damages related to, either directly or indirectly, (1) any decline in market value or loss of any investment; (2) a subscriber’s inability to use or any delay in accessing website or any other source of material provided by; (3) any absence of material on website; (4)’s failure to deliver or delay in delivering any material or (5) any kind of error in transmission of material. and each subscriber acknowledge that, without limitation, the above-enumerated conditions cannot be the probable result of any breach of any agreement between and the subscriber.


BROKERS is not affiliated with any brokerage firm and does not endorse or recommend any specific brokerage firm. is not and will not be responsible for any trades made by a broker on the subscriber’s behalf under any circumstances.

Notwithstanding any other agreement or other communications between and Subscriber to the contrary, receipt or use of any material provided by, at any time and through any means, whether directly or indirectly, represents acknowledgement by such person of this disclaimer and agreement with its terms and conditions.

All submissions from outside contributors on’s website are the responsibility of their respective authors, creators, and/or owners. is not responsible for such submissions, and the views and opinions expressed are not necessarily those of does not guarantee the accuracy or validity of the submissions. While may use its best efforts to review contributor submissions for form and format before they are posted on its website, does not review or edit these submissions for content. makes no representations and provides no warranties whatsoever concerning submissions, and the fact that has posted these outside contributions does not constitute an endorsement, authorization, sponsorship, or affiliation by with respect to the author, creator and/or owner of the submissions. expressly disclaims any responsibility and accepts no liability for any information or content provided in these submissions. Please be advised that submissions may be protected by federal and international copyright or other laws, and your right to reprint, republish, modify, reproduce, or distribute this material may be limited accordingly.

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Associated Press text, photo, graphic, audio and/or video material shall not be published, broadcast, rewritten for broadcast or publication or redistributed directly or indirectly in any medium. Neither these AP materials nor any portion thereof may be stored in a computer except for personal and non-commercial use. AP will not be held liable in any way to the User or to any third party or to any other person who may receive information in the Service or to any other person whatsoever, for any delays, inaccuracies, errors or omissions therefrom or in the transmission or delivery of all or any part thereof or for any damages arising from any of the foregoing or occasioned thereby.

Notwithstanding any other agreement or other communications between and a subscriber or potential subscriber to the contrary, receiving or using any material provided by or accessing or using’s website, at any time and through any means, whether directly or indirectly, represents acknowledgement by such person of the foregoing legal notices and disclaimers and agreement with their terms and conditions.